The Companion Guide to FINRA/SEC Social Networking Compliance

Socialware Social Networking Compliance Companion Guide

With the release of Notice 10-06 FINRA makes it very clear that all communication via the Internet, including the social networks, is the same as in person or written communication. As a result this electronic communication can be considered correspondence, a public appearance, an advertisement or sales literature.

The Companion Guide to FINRA/SEC Social Networking Compliance from Socialware will help you navigate through the challenges of social media data retention and supervision. Complete the form on the right to get your free copy today.

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